(CRD #6840837, Islip, New York) December 23, 2025 – An AWC was issued in which William Noel Girasole was fined $5,000 and suspended from association with any FINRA member in all capacities for two months. Without admitting or denying the findings, Girasole consented to the sancti
December 23, 2025 – An AWC was issued in which William Noel Girasole was fined $5,000 and suspended from association with any FINRA member in all capacities for two months. Without admitting or denying the findings, Girasole consented to the sanctions and to the entry of findings that he forged the electronic signatures of five customers and three registered representatives on a total of six life insurance applications. The findings stated that the representatives and customers did not authorize Girasole to sign these applications on their behalf. The insurance provider canceled the six applications before the customers were charged any premiums.
The suspension is in effect from January 20, 2026, through March 19, 2026. (FINRA Case #2023079527501)
If you have suffered losses as a result of William Noel Girasole's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by William Noel Girasole. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.
Written by
Matthew Schwartz
Founding Attorney, The Schwartz Law Firm
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.