William Bryan

(CRD #6907467, Vero Beach, Florida)

February 4, 2026 – An AWC was issued in which William Bryan was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Bryan consented to the sanction and to the entry of findings that he refused to provide information and documents requested by FINRA in connection with an investigation into the circumstances surrounding a Uniform Termination Notice for Securities Industry Registration (Form U5) filed by his member firm. The findings stated that the Form U5 stated that Bryan voluntarily terminated his registration through the firm in connection with an internal review into his transfers from a family member’s account. FINRA sought, among other items, Bryan’s financial and telephone records. (FINRA Case #2025086765401) If you have suffered losses as a result of William Bryan’s act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by William Bryan. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.