(CRD #1929970, Kaukauna, Wisconsin)
February 2, 2026 – An AWC was issued in which Todd Peter Arnoldussen was fined $10,000 and suspended from association with any FINRA member in all capacities for two months. Without admitting or denying the findings, Arnoldussen consented to the sanctions and to the entry of findings that he caused his member firm to make and preserve inaccurate books and records with respect to trades by mismarking as unsolicited order tickets for securities transactions that he recommended to his customers.
The suspension is in effect from March 2, 2026, through May 1, 2026. (FINRA Case #2023080312001)
If you have suffered losses as a result of Todd Peter Arnoldussen’s act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Todd Peter Arnoldussen. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.
Matthew Schwartz
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.
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