March 8, 2022 – Whitman was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA during the course of its investigation into the circumstances of his termination by his member firm and his alleged acceptance of a loan from a customer. (FINRA Case #2021071227301)
Matthew Schwartz
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.
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