June 26, 2023 – An AWC was issued in which Skrabonja was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Skrabonja consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation of the circumstances surrounding his termination from his member firm. The findings stated that the firm had filed a Form U5 stating that it had discharged Skrabonja for selling away without firm approval. (FINRA Case #2023078789801)
Matthew Schwartz
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.
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