Nicole Lynn Bolton (CRD #7279951, Meridian, Idaho)

May 15, 2024 – An AWC was issued in which Bolton was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Bolton consented to the sanction and to the entry of findings that she refused to provide information and documents requested by FINRA in connection with its investigation concerning her alleged participation in an undisclosed OBA. The findings stated that Bolton acknowledged receipt of FINRA’s letter and requested a telephone conference to discuss a schedule for production of the requested information and documents, and potential penalties for noncompliance. FINRA granted Bolton an extension to produce the information and documents requested. However, to date, Bolton has not provided the requested information and documents to FINRA. (FINRA Case #2023078213501) If you have suffered losses as a result of Nicole Lynn Bolton's act and/or actions we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Nicole Lynn Bolton. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-618-0545 or email Matthew Schwartz directly at mschwartz@tslfirm.com.