(CRD #7126671, Deer Park, New York)

July 1, 2025 – An AWC was issued in which Mohammed A. Salim was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Salim consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into the circumstances giving rise to a Uniform Termination Notice for Securities Industry Registration (Form U5) filed by his member firm. The findings stated that the firm filed the Form U5 on Salim’s behalf disclosing that it had terminated his registration due to concerns related to unauthorized sales, and funds transfers from a customer’s account to the representative’s creditors. Although Salim initially cooperated with FINRA’s investigation, he ultimately ceased doing so. (FINRA Case #2024083984501) If you have suffered losses as a result of Mohammed A. Salim's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Mohammed A. Salim. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at  (813) 226-3372 or email Matthew Schwartz directly at mschwartz@tslfirm.com.