Kyle Lindner

(CRD #5421697, Katy, Texas)

February 20, 2026 – An AWC was issued in which Kyle Lindner was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for four months. Without admitting or denying the findings, Lindner consented to the sanctions and to the entry of findings that he participated in a private securities transaction with a customer without providing notice to his member firm prior to his participation or at any other time. The findings stated that Lindner solicited the firm customer to purchase a promissory note, which was a security issued by a purported real estate development company. The customer invested $150,000 in the company by purchasing the promissory note. Lindner participated in this transaction by introducing the customer to the investment opportunity, providing the customer’s information to the company for purposes of facilitating the customer’s investment, and assisting the customer with obtaining a loan to partially fund the investment. Lindner did not receive any compensation in connection with the customer’s investment. In addition, Lindner falsely attested on annual compliance questionnaires that he had not engaged in any undisclosed private securities transactions. The suspension is in effect from March 2, 2026, through July 1, 2026. (FINRA Case #2024083942501) If you have suffered losses as a result of Kyle Lindner’s act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Kyle Lindner. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.