(CRD #2742256, Carmel, Indiana)

November 11, 2025 – Kirk James Crossen was named a respondent in a FINRA complaint alleging that he borrowed a total of $400,000 through three loans from a customer. The complaint alleges that Crossen’s member firm’s WSPs did not allow Crossen to borrow from the customer, a trust, because neither it nor its beneficial owner was an immediate family member. At the time of the loans, the beneficial owner was 84 years old and suffering from diminished capacity. The complaint also alleges that Crossen concealed the loans from the firm by falsely stating on annual compliance questionnaires that he had not borrowed money from customers. (FINRA Case #2023079069001) If you have suffered losses as a result of Kirk James Crossen’s act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Kirk James Crossen. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at  (813) 226-3372 or email Matthew Schwartz directly at mschwartz@tslfirm.com.