Kevin Patrick Kuhl (CRD #6289249, Victoria, Minnesota)

October 8, 2024 – An AWC was issued in which Kuhl was fined $5,000 and suspended from association with any FINRA member in all capacities for two months. Without admitting or denying the findings, Kuhl consented to the sanctions and to the entry of findings that he falsified customer signatures by electronically signing documents on the behalf of customers, some of whom were seniors, with their permission. The findings stated that the documents included account applications and money movement forms and were required books and records of his member firm. None of the customers complained. In addition, Kuhl falsely attested to his firm on compliance questionnaires that he had not signed or affixed another person’s signature on a document. The findings also stated that Kuhl caused his firm to maintain inaccurate books and records. The suspension is in effect from November 4, 2024, through January 3, 2025. (FINRA Case #2022075368101) If you have suffered losses as a result of Kevin Patrick Kuhl's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Kevin Patrick Kuhl. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-618-0545 or email Matthew Schwartz directly at mschwartz@tslfirm.com.