Kevin N. Jenkins

(CRD #7433172, McKinney, Texas) October 10, 2025 – An AWC was issued in which Kevin N. Jenkins was suspended from association with any FINRA member in all capacities for 45 days. In light of Jenkins financial status, no monetary sanction has been imposed. Without admitting or denying the findings, Jenkins consented to the sanction and to the entry of findings that he participated in private securities transactions without notice to his member firm and failed to provide notice to the firm that his involvement in an OBA exceeded the scope of an oral disclosure made to it. The findings stated that Jenkins controlled and operated a company that created and published content on social media. That content included discussions of personal finance, economics, and investments and, at times, included recommendations to buy or sell specific securities. In connection with his online business, Jenkins also offered a subscription service for individualized financial advice. From at least August 2021 to February 2023, one firm customer subscribed, and during this time period, Jenkins provided recommendations to the customer to buy or sell specific securities. In total, the customer bought or sold securities pursuant to Jenkins’ recommendations in more than 75 transactions valued at approximately $5,000. The findings also stated that in January 2022, shortly after becoming registered, Jenkins orally disclosed to the firm that he had a social media brand but inaccurately described it as involving only financial education. Jenkins did not disclose that it included investment recommendations. Jenkins also completed a firm annual compliance questionnaire, in which he falsely attested that he was not involved in any private securities transactions and did not maintain any OBAs. After the firm raised questions about his activities, Jenkins made a written disclosure to the firm about his online brand, but he did not disclose that it included making investment recommendations. Jenkins continued to create and publish investment-related content, including investment recommendations, until his resignation from the firm. The suspension is in effect from November 3, 2025, through December 17, 2025. (FINRA Case #2023079170501) If you have suffered losses as a result of Kevin N. Jenkins's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Kevin N. Jenkins. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at  (813) 226-3372 or email Matthew Schwartz directly at mschwartz@tslfirm.com.