(CRD #4671557, St. Charles, Illinois)

December 31, 2025 – An AWC was issued in which Justin A. Parker was censured, fined $2,500, and suspended from association with any FINRA member in all capacities for 30 days. In determining the appropriate sanctions in this matter, FINRA considered, among other factors, that Parker’s member firm fined him $2,500 for the misconduct at issue in this AWC. Without admitting or denying the findings, Parker consented to the sanctions and to the entry of findings that he instructed a trader to effect 310 unauthorized transactions in the non-discretionary accounts of 277 customers by tendering the customers’ shares in a company to participate in the company’s modified “Dutch Auction” self-tender offer. The findings stated that Parker did not have discretionary authority over any of the accounts. No customers complained, and Parker received no commissions for the transactions. The suspension is in effect from January 20, 2026, through February 18, 2026. (FINRA Case #2022076380901) If you have suffered losses as a result of Justin A. Parker's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Justin A. Parker. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.