(CRD #1389009, Flower Mound, Texas) June 30, 2025 – An AWC was issued in which Reap was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Reap consented to the sanction and to the entry of findings that he failed to provid
June 30, 2025 – An AWC was issued in which Reap was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Reap consented to the sanction and to the entry of findings that he failed to provide documents and information requested by FINRA during the course of a matter originated from an investigation of municipal-bond trading patterns by FINRA.
(FINRA Case #2024082436801)
If you have suffered losses as a result of John Reap's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by John Reap. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.
Written by
Matthew Schwartz
Founding Attorney, The Schwartz Law Firm
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.