(CRD #7063145, Franklin, Tennessee)

November 7, 2025 – An AWC was issued in which Jeremiah Edward Householder was assessed a deferred fine of $7,500 and suspended from association with any FINRA member in all capacities for six months. Without admitting or denying the findings, Householder consented to the sanctions and to the entry of findings that he engaged in an OBA compensation without providing written notice to his member firm. The findings stated that Householder referred four firm customers who sought loans to a third-party lending company owned by his brother-in-law. In exchange for these customer referrals, Householder received approximately $60,000 in compensation from the third-party lending company. Householder never notified or sought approval from his firm to engage in this activity. Rather, in an annual compliance certification, Householder falsely attested that he was not engaged in any undisclosed OBAs. The suspension is in effect from November 17, 2025, through, May 16, 2026. (FINRA Case #2024084229601) If you have suffered losses as a result of Jeremiah Edward Householder's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Jeremiah Edward Householder. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at  (813) 226-3372 or email Matthew Schwartz directly at mschwartz@tslfirm.com.