(CRD #3091599, Wayne, New Jersey)

December 9, 2025 – An AWC was issued in which Jennifer H. Ceterko was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Ceterko consented to the sanction and to the entry of findings that she refused to provide documents and information and to appear for on-the-record testimony requested by FINRA in connection with its investigation into undisclosed OBAs, undisclosed private securities transactions, and whether she accessed the accounts of multiple of her former member firm customers while she was associated with a new firm. (FINRA Case #2025084761001) If you have suffered losses as a result of Jennifer H. Ceterko's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Jennifer H. Ceterko. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.