James Fredrick Tighe

(CRD #3129233, Phoenix, Arizona)

March 9, 2026 – James Fredrick Tighe was named a respondent in a FINRA complaint alleging he failed to provide documents and information or provide on-the-record testimony requested by FINRA in connection with its investigation into, among other things, whether he improperly accepted instructions from an unauthorized third party to process withdrawals and other disbursements from a client account, and whether he used any unapproved personal devices for business-related communications. The complaint alleges that Tighe’s failure to provide documents and information or provide on-the record testimony impeded FINRA’s investigation and deprived it of material information in his possession. (FINRA Case #2025084675801) If you have suffered losses as a result of James Fredrick Tighe’s act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by James Fredrick Tighe. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.