Glenn Edwin Bridwell Jr. (CRD #1783191, Wichita, Kansas)

Glenn Edwin Bridwell Jr. (CRD #1783191, Wichita, Kansas)

September 4, 2024 – An AWC was issued in which Bridwell was fined $5,000 and suspended from association with any FINRA member in all capacities for 10 business days. Without admitting or denying the findings, Bridwell consented to the sanctions and to the entry of findings that he exercised discretionary power to effect transactions in customer accounts without obtaining prior written authorization from the customers and without his member firm having accepted the accounts as discretionary. The findings stated that the customers had given Bridwell implied authority to exercise discretion in their accounts. The suspension was in effect from October 7, 2024, through October 21, 2024.(FINRA Case #2022074599001) If you have suffered losses as a result of Glenn Edwin Bridwell Jr.'s act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Glenn Edwin Bridwell Jr.. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-618-0545 or email Matthew Schwartz directly at mschwartz@tslfirm.com.