Gary Steven Costello

(CRD #6117388, Lake Worth, Florida)

February 4, 2025 – An AWC was issued in which Costello was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Costello consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into allegations that he had canceled trades he placed in his personal account and rebilled them to several of his customers’ accounts— causing those customers to incur losses for trades they did not place. (FINRA Case #2023079810101) If you have suffered losses as a result of Gary Steven Costello's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Gary Steven Costello. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-618-0545 or email Matthew Schwartz directly at mschwartz@tslfirm.com.