Gregory Antonius Lewis (CRD #2793976, St. Petersburg, Florida) of StockKings Capital LLC (CRD #164445, New York, New York) was suspended from association with any FINRA member in all capacities for seven months. Without admitting or denying the allegations, the firm and Lewis consented to the sanctions and to the entry of findings that they created and transmitted investment materials that made false, exaggerated, misleading, promissory, and unwarranted claims about a platform they were purportedly developing. The findings stated that the firm and Lewis falsely claimed they had received a patent, overstated the progress that had been made toward bringing the platform to market, falsely claimed the platform was stalled due to a FINRA materiality consultation, and made baseless and unwarranted valuation claims and revenue projections. The suspension is in effect from April 4, 2022, through November 3, 2022. (FINRA Case #2019060648701).
If you lost money on investments with Gregory Lewis and believe the investments were improper, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning this conduct. Please contact Schwartz Law Firm online to arrange a no-obligation consultation. Alternatively, call 866-618-0545 to immediately speak to a member of our team or email Matthew Schwartz at mschwartz@tslfirm.com.
Matthew Schwartz
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.
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