(CRD #5774832, Lithia Springs, Georgia)

December 19, 2025 – An AWC was issued in which Ejiro Ode Okuma was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Okuma consented to the sanction and to the entry of findings that he refused to provide information and documents requested by FINRA in connection with its investigation into whether he converted funds of an elderly customer. (FINRA Case #2025086347901) If you have suffered losses as a result of Ejiro Ode Okuma's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Ejiro Ode Okuma. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.