(CRD #1110989, Bristol, Connecticut)

November 26, 2025 – An AWC was issued in which Christopher Ziogas was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Ziogas consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with an investigation concerning, among other things, the allegations in a felony indictment filed against him. (FINRA Case #2025085310001) If you have suffered losses as a result of Christopher Ziogas' act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Christopher Ziogas. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at  (813) 226-3372 or email Matthew Schwartz directly at mschwartz@tslfirm.com.