(CRD #7680869, Issaquah, Washington)
March 27, 2025 – An Order Accepting Offer of Settlement was issued in which Christensen was barred from association with any FINRA member in all capacities. Without admitting or denying the allegations, Christensen consented to the sanction and to the entry of findings that he failed to provide documents and information requested by FINRA as part of its examination of his OBAs and private securities transactions. The findings stated that FINRA opened the cause examination after the parent company of Christensen’s member firm declared bankruptcy. Christensen was the founder and CEO of the parent company, and it, through various subsidiaries, raised millions of dollars from thousands of investors purportedly to invest in real estate projects. Christensen’s role with the parent company was disclosed on his Form U4. The findings also stated that Christensen failed to appear for testimony requested by FINRA as part of its examination. Christensen’s failure to provide documents and information and testimony in response to FINRA’s requests significantly impeded FINRA’s examination and deprived it of material information regarding his alleged OBAs and private securities transactions. (FINRA Case #2023080678101)If you have suffered losses as a result of Christopher James Christensen's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Christopher James Christensen. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-618-0545 or email Matthew Schwartz directly at mschwartz@tslfirm.com.


