Bryan Noonan (CRD #4864372, Scottsdale, Arizona)

June 24, 2024 – An AWC was issued in which Noonan was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Noonan consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA in connection with its investigation into whether he engaged in undisclosed OBAs and private securities transactions. (FINRA Case #2024081517201)

If you have suffered losses as a result of Bryan Noonan's act and/or actions we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Bryan Noonan. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-618-0545 or email Matthew Schwartz directly at mschwartz@tslfirm.com.