(CRD #6192239, Green Bay, Wisconsin)

August 13, 2025 – An AWC was issued in which Brandon Laren was fined $5,000 and suspended from association with any FINRA member in all capacities for one month. Without admitting or denying the findings, Larsen consented to the sanctions and to the entry of findings that he exercised discretion without written authority in 14 brokerage accounts by effecting 165 trades. The findings stated that although the customers knowingly permitted Larsen to exercise discretion in their accounts, he did not have their written authorization or his member firm’s acceptance of the accounts as discretionary. The suspension was in effect from September 2, 2025, through October 1, 2025. (FINRA Case #2024081055001) If you have suffered losses as a result of Brandon Laren's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Brandon Laren. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.