(CRD #7625979, Portland, Oregon) December 15, 2025 – An Office of Hearing Officers (OHO) decision became final in which Ali F. Chehab was barred from association with any FINRA member in all capacities. The sanction was based on findings that Chehab failed to provide documents an
December 15, 2025 – An Office of Hearing Officers (OHO) decision became final in which Ali F. Chehab was barred from association with any FINRA member in all capacities. The sanction was based on findings that Chehab failed to provide documents and information requested by FINRA during its investigation into whether he had made material misrepresentations to customers, engaged in unauthorized trading, and sold securities away from his member firm. The findings stated that FINRA requested Chehab provide copies of electronic communications and any settlement agreement with the complaining customer, his financial records, information about securities he recommended, and any undisclosed OBAs and private securities transactions. Chehab’s failure to provide the requested documents and information prevented FINRA from fulfilling its regulatory mission. (FINRA Case #2024082633901)
If you have suffered losses as a result of Ali F. Chehab's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Ali F. Chehab. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.
Written by
Matthew Schwartz
Founding Attorney, The Schwartz Law Firm
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.