(CRD #7625979, Portland, Oregon) August 5, 2025 – Ali F. Chehab was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA as part of its investigation into allegations that he had engaged in sales practice violatio
August 5, 2025 – Ali F. Chehab was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA as part of its investigation into allegations
that he had engaged in sales practice violations including selling away, unauthorized trading, and making material misrepresentations to customers. The complaint alleges that Chehab’s failure to
provide the requested information and documents impeded FINRA’s investigation into his potential misconduct because he deprived FINRA of documents and information that were material to its investigation. (FINRA Case #2024082633901) If you have suffered losses as a result of Ali F. Chehab's act and/or actions, we would like to hear from you. We are currently investigating claims on behalf of clients who have suffered significant losses in their portfolios that are managed by Ali F. Chehab. The Schwartz Law Firm represents investors in claims against financial advisors and their firms. If you have questions about your potential claim or need assistance from an investment fraud lawyer, please contact us at 866-330-6707 or email Matthew Schwartz directly at mschwartz@tslfirm.com.
Written by
Matthew Schwartz
Founding Attorney, The Schwartz Law Firm
Matthew Schwartz represents clients harmed by lawyers, accountants, insurance professionals, real estate agents, brokers, financial advisors, and other trusted professionals. He handles Florida litigation and nationwide FINRA arbitration. He has been recognized in The Best Lawyers in America® and named to the Best Law Firms® list.