Stephen Gregory Whitman (CRD #2230369, Chesterfield, Missouri)

March 8, 2022 – Whitman was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA during the course of its investigation into the circumstances of his termination by his member firm and his alleged acceptance of a loan from a customer. (FINRA Case #2021071227301)