Philip Anthony Riposo Barred from Industry for Making Fake Account Statements

Philip Anthony Riposo (CRD #400056, Cave Creek, Arizona) was barred from association with any FINRA member in all capacities. Riposo admitted to creating and providing clients with fictitious account statements, as well as receiving and depositing checks from clients made out to Riposo’s business, in violation of industry rules and regulation. Riposo was affiliated with FINRA member, United Planners’ Financial Services of America a Limited Partner, at the time he was barred. (FINRA Case #2022074280901)

If you lost money on investments with Philip Anthony Riposo, we would like to discuss the possibility of you retaining our firm to represent you in an arbitration action concerning this conduct. Please contact The Schwartz Law Firm online to arrange a no-obligation consultation. Alternatively, call 866-618-0545 to immediately speak to a member of our team or email Matthew Schwartz at [email protected].