Signs That You’re a Victim of Securities Fraud
What is Securities Fraud Securities fraud, or investment fraud, is when a financial advisor: a) withholds key information about an investment; b) offers bad or negligent advice; or c) provides…
Are You At Risk of Investment Fraud? Take a Short Survey to See…
If an investment opportunity is too good to be true, it may be a scam by a sophisticated criminal. The Financial Industry Regulatory Authority (“FINRA”) regulates one critical part of the securities…
What are Common Financial Advisor Complaints?
What is a Financial Advisor? Only certain licensed professionals can buy, sell and trade securities for customers in the United States. Stockbrokers and investment advisor representatives, among others, are licensed…
Can You Recover Investment Losses?
Investment losses are not a topic that anyone relishes discussing. Losses may occur be due to a multitude of reasons, including losses due to unscrupulous financial advisors. Fortunately, in many…
Are You a Victim of Broker Fraud?
What Is Financial Fraud? When an individual takes another individual's money, or assets, by means of deception or criminal activity this is known as financial broker fraud. Financial fraud may…
What you should know before purchasing non-traded REITs
A real estate investment trust, or “REIT,” is a trust/corporation that owns income-producing real estate. The trusts or corporations have to meet many requirements to qualify as REITs. REITs pool…
How Long do I have to File a Claim Against My Financial Advisor?
If you believe your financial advisor has been negligent, it’s best not to wait to do something about it. You have a limited amount of time to file a claim…
How Does a FINRA Arbitration Attorney Bring a Claim Against Your Financial Advisor?
How Does a FINRA Arbitration Attorney Bring a Claim Against Your Financial Advisor? If you wish to pursue a claim against your financial advisor, you should seriously consider hiring an…
How to Resolve a Dispute With a Financial Advisor
If you have hired a financial advisor to assist with managing your investments, there may come a time when you find yourselves at odds with each other.
What Constitutes a Breach of Fiduciary Duty?
When you trust a financial advisor with your money, they have a responsibility to act in your best interest. If you’ve lost money because of a financial advisor, you can file a civil suit to recover any damages you have suffered as a result of the breach.