What are the Most Common Reasons Financial Advisors Are Sued?
In the financial world, investment losses occur daily and financial advisors often fail to live up to their professional duties. As we know, every investor is unique as are his…
What Does it Mean to Be a “Financial Advisor” and Why Does it Matter?
Every person’s financial situation is unique, and depending on your knowledge and background, you’ll most likely require the services of a specialized financial professional. Consider the professionals that you trust…
What Are Some Signs of a Bad Financial Advisor? Part 3 of 3
Read Part 1 of this seriesRead Part 2 of this series I can’t imagine many things worse than carefully saving and investing money over the years to help secure…
What are Some Signs of a Bad Financial Advisor? Part 2 of 3
You can read Part 1 of this series here. Generating reliable retirement income is an incredibly important task for all of us but it can also be a daunting one. Getting…
What Are Some Signs of a Bad Financial Advisor? Part 1 of 3
Have you suffered a loss in your investment portfolio based on advice or services (or lack thereof) received from a finance professional? In this 3-Part article, I will guide you…
COVID-19: Company Update
While we all grapple with the evolving Coronavirus (COVID-19) developments, the health and well-being of our current clients, our staff, family, and friends remain our top concern. We are taking…
What Non-Litigation Recourse Do You Have If You Have Been Treated Unfairly By Your Financial Advisor?
We have discussed the FINRA arbitration at length in other blogs, so we have decided to focus on what steps an investor can take (outside of litigation) if they have…
Recovering Investment Losses as a Result of the Coronavirus Pandemic
The stock markets have not seen losses like those we are currently experiencing since the Great Recession in 2008 and it is not clear when we will see the bottom…
The Risks of Variable Annuity Exchanges
What is a Variable Annuity? A variable annuity is a tax-deferred investment vehicle typically used for retirement planning. The variable annuity allows you to choose from several investment options, which…
If You Have Lost Money Due to the Robinhood Trading App Crash, You May be Entitled to Compensation
March 2, 2020 was one of the best days in the stock market in over a decade. The Dow Jones Industrial Average increased 5.1%. The move on a percentage basis was…