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Are You At Risk of Investment Fraud? Take a Short Survey to See…

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If an investment opportunity is too good to be true, it may be a scam by a sophisticated criminal. The Financial Industry Regulatory Authority (“FINRA”) regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA has created several tools for members of the public to test the validity of an investment. FINRA offers a Scam Meter tool to help investors assess whether an opportunity is too good to be true. FINRA also has a Risk Meterwhich determines if an investor shares characteristics and behavior traits that have been shown to make some individuals particularly vulnerable to investment fraud.

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